Compliance Jobs in NYC

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As one of the leading financial services executive search firm, we offer candidates many excellent compliance jobs in NYC. Locations for our compliance jobs vary throughout New York City. Opportunities span most of the city. Most of our clients are either small or larger investment banks or international banks.

The Horizon Group is seeking dynamic and enthusiastic legal and compliance professionals who function in an efficient, detail-oriented, and proactive manner. Compliance job seekers should be team players, extremely motivated, resourceful, organized, communicative, and able to leverage the managers’ time by completing tasks independently with strong attention to detail.

Some of the different job titles associated with compliance include; compliance analyst, compliance officer, compliance manager, chief compliance officer, or compliance auditor. The seniority of these opportunities varies from entry level to director level. Most of these job openings require the candidate to have knowledge of BSA (Bank Security Act), AML (Anti-Money Laundering), KYC (Know Your Customer), and OFAC (Office of Foreign Asset Control). This is in no means an exhaustive list, and each job opening has its own requirements.

For the most part, the compliance candidate will oversee compliance and all the applicable laws and rules within an investment bank. Compliance job candidates will also be responsible for establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures; overseeing all regulatory matters; coordinating all litigation and legal proceedings; negotiating contracts; and providing compliance training.


Below are examples of the types of compliance jobs in NYC that we normally recruit for. The jobs listed below may not be currently open. To view a list of our current job openings, take a look to the right at our “Hot Jobs” section. If you want more details about a specific position, click one of the compliance job openings below:


SVP – Compliance Officer – International Bank

Chief Compliance Officer – International Bank in Manhattan

Payment Sanctions / OFAC Officer – New York, over night shift

Compliance Analyst – BSA / AML – International Bank

Investigations / Reconciliation Specialist – New York

Compliance Officer Job

Compliance Manager Job

BSA / AML Compliance Auditor Job

Senior Loan Administrator Job – Bilingual German

Director – Loan Syndication