Corporate Compliance Manager Job in New York


Seeking senior subject matter expert to assist with enhancement of corporate compliance program – all compliance not related to BSA/AML/OFAC

Duration of assignment:

Start as soon as possible, 3 month, with potential extension to end of September


Job Description:

– Experience designing and implementing a comprehensive compliance program (excluding BSA/AML/OFAC)

– Provide assessment and gap analysis of current compliance program and provide recommendations based on industry best practices

– Knowledgeable about current U.S. regulatory requirements

– 5-8 years of relevant experience in compliance, legal or audit or operations

– Evaluate documents, data, procedures and systems for regulatory impacts

– Write policies and procedures and assist with implementation

– Assist with development of training plan

– Plus but not required: previous experience with foreign branch, wholesale banking


Some examples of relevant laws:

– FATCA (Foreign Account Tax Compliance Act)

– FCPA (Foreign Corrupt Practices Act)

– Dodd Frank

– Anti-Boycott Regulations

– Anti-Bribery

– Insider Trading & Securities Fraud

– Personal Securities Transactions

– Conflicts of Interests

– Gifts

– Fraud


[button_big link=’’ value=’APPLY NOW’ color=’#ffffff’ border_color=’#41b622′ background=’#40bb20′ target=’_self’]