Regulatory Quality Assurance Consultant

The Horizon Group has a 6 month consulting assignment for an AVP to VP – Regulatory Quality Assurance. This consultant job is in a New York based international bank. If you think you are a good fit for this position, please apply online.

Job Description:

Regional Finance – Regulatory QA function provides an independent validation and enhancement of regulatory reporting data integrity. The QA function provides periodic reviews of regulatory filings to evaluate the effectiveness of procedures and controls in place to ensure the accuracy of the reports submitted to regulators. The Regulatory QA function partners with stakeholders in Finance and Global Business Services (GBS) to identify areas of regulatory reporting improvement.

Job Responsibilities:
• Perform Regulatory Reporting Quality Assurance Reviews with initial focus of Federal Reserve Reporting.
• Analyze current regulatory reporting processes
• Identify weaknesses/gaps in regulatory reporting processes
• Develop remediation plans in conjunction with process owners
• Track remediation and report results to senior management
• Work with other members of Finance and GBS to continually improve internal controls in the region.
• Manage and escalate emerging issues and threats to the control environment
• Drive successful control improvement initiatives to lead implementation of best practices among Finance and GBS.

Job Skills/Requirements:
• 7+ years of experience in a position of increasing responsibility within a Finance/Audit function of a global bank.
• Knowledge of Federal Reserve reporting requirements
• Managerial experience a plus
• Knowledge of Sarbanes Oxley a plus
• Strong understanding of internal controls and the inherent risks and exposures of large complex financial organizations
• Excellent interpersonal skills with the ability to build collaborative relationships with senior management, business heads and internal and external stakeholders and peers
• Strong analytical & technical skills focused on problem solving and strategic thinking


Other Key Requirements:
• Someone who demonstrates good business judgment & acumen regarding internal controls
• Self-starter who is focused on professional development

Academic requirements:
• B.S. degree required
• CPA preferred but not required